securities firm

1. However, if the securities firm has reached a prior written agreement with the customer as to Taxation on the payment of principal and coupon interest on the bonds and other relevant fees, such agreement may control.
   但证券商与客户间已就中央登录公债本息支领之税负及相关费用另于事前以书面约定者，得从其约定。
2. The average large securities firm was leveraged 27 to one in mid-2007. They were not regulated by any prudential supervisor.
   2007年中期，大型券商的平均杠杆比率为27：1，但未受到任何审慎监管机构的监管。
3. Notwithstanding the foregoing, a securities firm may revise the quoted interest rate;
   但证券商得修改申报利率；
4. The defaulting securities firm may not reject or raise objection to the price for and manner in which the GTSM coordinates handling of the relevant money or bonds.
   违约证券商对本中心协调处理相关款项、债券之价格及方式不得拒绝或提出异议。
5. Axes Americas was a US-based securities firm.
   AxesAmericas是一家总部位于美国的证券公司。
6. The securities firm fails to pay the default penalty under the preceding paragraph.
   未依前项规定缴纳违约金者。
7. Where a securities firm in the securities and futures enterprises is merged with other financial institutions in the securities and futures enterprises, the surviving institution or newly incorporated institution shall be the securities firm.
   证券及期货业之证券商与证券及期货业之其它金融机构合并，其存续机构或新设机构应为证券商。
8. When a securities firm's branch units trade bonds through the IBTS, the head office shall first aggregate their trades and proceed as in the preceding paragraph.
   证券商分支机构于本系统买卖债券者，由总公司汇总后依前项之规定办理。
9. It is the year of2000.Jack moves his workplace from the factory to the securities firm.
   2000年来了，杰克把他的职场从工厂搬到证券公司。
10. In the US, deregulation gave rise to a series of problems, ranging from radioactive levels of leverage at securities firm to imprudent lending to homeowners.
    在美国，放松监管带来了一系列问题，从证券公司具有放射性的杠杆水平、到面向房屋所有者的不够审慎的贷款。
11. Disposing of the proceeds obtained by the securities firm from the original sale.
    处分该证券商相对卖出之所得款项。
12. Only UBS has since managed to strike a deal to control a mainland securities firm.
    在其之后，只有瑞银集团（ubs）成功获得了一家中国内地证券公司的控制权。
13. It also comes after the Tokyo Stock Exchange decided on Monday not to delist the scandal-tainted securities firm, owing to lack of sufficient evidence.
    此前，东京证券交易所（tse）还于周一决定，由于缺乏充分证据，不会将陷入丑闻的日兴证券摘牌。
14. Where the conduct of wealth management business by a securities firm will involve operation of foreign exchange business, the consent of the central bank shall first be obtained.
    证券商办理财富管理业务涉及外汇业务之经营者，应经中央银行之同意。
15. Morgan Stanley had hoped to use its initial stake in CICC as a springboard to build its own local securities firm.
    摩根士丹利原本希望利用其在中金公司的初步投资作为跳板，打造自己的本土证券公司。
16. When a firm quote is provided, the trade will be executed upon its confirmation by another securities firm.
    买卖申报为确定报价者，经其他证券商确认成交后即行成交。
17. Those who sign in the annual report and the monthly report of the securities firm shall guarantee the authenticity, accuracy and integrity of the content of the reports;
    在证券公司年度报告、月度报告上签字的人员，应当保证报告的内容真实、准确、完整；
18. The board of directors, supervisors and managers of a securities firm shall fully cooperate in the examination conducted by the inspectors in the aforesaid two paragraphs without any obstruction, rejection or circumvention.
    证券商之董事会、监察人及经理人对于前二项检查人之查核作业应充分配合，不得有妨碍、拒绝或规避行为。
19. No foreign majority-owned securities firm or fund management company exists in China.
    中国目前还没有外资持有多数股权的证券公司或基金管理公司。
20. A securities firm is advised, according to the actual performance of the corporate governance system, to disclose the plans and measures to improve its corporate governance system through appropriate mechanisms.
    证券商宜视公司治理之实际执行情形，采适当方式揭露其改进公司治理之具体计划及措施。
21. In 1998, as the Asian financial crisis raged through South Korea and the rest of the region, sung taek Hwang decided to leave his comfortable position at Hyundai financial to establish his own independent securities firm.
    1998年，当亚洲金融危机在韩国以及亚洲其他国家肆虐时，sungtaekhwang决定辞去在现代金融（hyundaifinancial）的安逸职位，创建自己的独立证券公司。
22. Then they went to the securities firm after a short rest.
    稍事休息，下午一起去证券营业部。
23. Disposing of the bonds obtained by the securities firm in the original purchase.
    先洽其他证券商承作附条件买卖，再依前款规定处理。
24. After lunch they come back to the securities firm and go on discussion about the stock market.
    午饭后，他们回到证券公司，继续讨论股票。
25. Third, it would remove the restriction that the domestic partner in a joint-venture securities firm has to be an existing securities firm, again as in insurance joint ventures.
    第三，中国会取消合资证券公司的国内合伙人必须是现有证券公司的规定，这也类似针对保险业合资公司的做法。
26. Nevertheless, where a securities firm provides quotes anonymously, the GTSM will disclose only the quotation information.
    但证券商如采用隐名方式报价者，本中心将只对外揭示其报价资讯。
27. Remove the restriction that the domestic partner in a JV securities firm has to be an existing securities firm.
    取消证券合资企业的国内合伙人必须是已经成立的证券企业的限制。
28. Article 13 The outstanding balance of a securities firm ′ s loans of book-entry central government bonds plus repo transactions may not exceed 600 percent of its net worth.
    第13条证券商出借中央登录公债加计附买回交易之馀额不得超过其净值百分之六百。

noun

1. a stock broker's business

   Synonym:    brokeragebrokerage firm